Deformations in the velocity distribution functions of protons and alpha particles observed by Solar Orbiter in the inner heliosphere

(Solar Orbiter Nugget #26 by D. Perrone1, A. Settino2, R. De Marco3, R. D’Amicis3, S. Perri4)

 

Introduction

The solar wind is observed to be turbulent [1]. Turbulence in plasmas involves a complex cross-scale coupling of fields, thus how the energy contained in the large-scale fluctuations of electromagnetic and velocity fields cascades all the way down to the kinetic scales, and how such turbulence interacts with particles, remain unsolved problems in plasma physics. Answering this problem will have strong implications for space [1,4], astrophysical [5,6], and laboratory plasmas [7]. The heliosphere, characterized by nonlinear processes, such as the generation of shocks, waves, coherent structures, magnetic reconnection and particle acceleration, represents the best natural laboratory to study in-situ plasma turbulence. The nature of the turbulent magnetic fluctuations around proton scales has been studied in the interval of slow Alfvénic wind observed by Solar Orbiter in July 2020 at 0.64 AU [8], with a particular attention to the link between the emergence of coherent events and kinetic effects on the proton and alpha particle velocity distribution functions (VDFs).

 

Solar Orbiter measurements

Solar Orbiter was launched in February 2020 and, during its cruise phase, it has been embedded for the first time in a slow Alfvénic solar wind stream at a radial distance of about 0.64 AU [8]. This stream is characterized by three well-defined plasma regions, namely a main portion, an intermediate region, and a rarefaction region. 1h intervals in each of those regions, with a very high Alfvénicity, have been selected and studied separately, in order to enhance similarities and differences in their turbulence properties. Coherent structures naturally emerge over different time/spatial scales and their characteristics at ion scales have been investigated.

Figure 1 shows the distribution of the magnetic energy in time and timescales, by means of two techniques, the local intermittency measure (LIM) [9], and the partial variance of increments (PVI) [10]. Localized (in time) channels in the PVI and LIM signals broaden over time scales, suggesting a magnetic energy cascade from large towards small time scales. Thus, this non uniform distribution of energy indicates the emergence of coherent structures [12-17]. They can be strongly related to the presence of kinetic effects, such as particle energization, temperature anisotropy, and deviation from Maxwellian VDF [18-20]. Therefore, the bottom panels of Figure 1 show the increments of the deviation of the proton and alpha VDF from the thermodynamic equilibrium, enhancing a link between the presence of strong intermittent events and the distortion of both proton and alpha particle VDFs.

Figure 1. Logarithmic contour plots of the local intermittency measure (LIM) of the parallel, I∥ (a–c), and perpendicular, I⊥ (d-f), magnetic field fluctuations, where curved lines, at each side of the plots, indicate the cone of influence. Logarithmic contour plots of the magnetic PVI (g-i). Dimensionless proton (green) and alpha particle (violet) increment of non-Maxwellianity parameter, Δε (j-l) [11].

 

Vortex chain

An in-depth investigation has shown that coherent structures are mainly current sheets and vortex-like structures. The latter can be found either isolated or grouped in chains. An example of a vortex chain is shown in panel (a) of Figure 2, where the components of the magnetic field fluctuations are shown in the local magnetic field frame, with the direction of the local magnetic field along the z-direction.

Numerical simulations have also shown that turbulence leads to the generation of current sheets and vortices, which evolve in time interacting nonlinearly among each other [see, e.g., 21 and 22]. For example, if a simulated Solar Orbiter spacecraft was allowed to travel within a kinetic simulation, sampling magnetic field data along a linear trajectory in the numerical box, it would cross discontinuities and magnetic islands, with the latter appearing as a vortex chain (see panel b of Figure 2).

Figure 2. Panel (a): Example of a vortex chain crossed by Solar Orbiter and centered at 03:27:56.58 UT (black vertical dashed line) on July 17th. Components of the magnetic field fluctuations in the local magnetic field reference frame, where b0 is along the z-direction. The yellow box marks the width of the central vortex. Adapted from [11]. Panel (b): Contour plot of the out-of-plane current density from a multi-ion hybrid Vlasov Maxwell simulation, where the black dashed line represents the trajectory of a virtual Solar Orbiter spacecraft in the numerical box. Adapted from [21].

 

Deformation of the ion VDFs

Coherent structures are generally connected to strong distortions in the ion VDFs, such as the presence of a secondary field-aligned beam. A quantitative indication of the degree of distortion in the 3D ion VDFs observed by Solar Orbiter [23] is provided by the increased non-Maxwellianity parameter in correspondence of such intermittent regions and strong discontinuities (see Figure 1).

Figure 3 shows 2D contour plots of both proton and alpha particle VDFs close to the center of the main vortex structure (red vertical dashed line in Figure 2). The VDF of each ion population (protons and alpha particles) is displayed in their respective rest frame and significantly deviates from thermodynamic equilibrium. Indeed, the proton VDF shows a clear and stable field-aligned beam, while it is gyrotropic in the plane perpendicular to the magnetic field. Moreover, interestingly, the alpha particle VDF shows an oblique beam, a feature that needs further investigation. The same kinetic features are observed in correspondence of the other two vortex structures detected right before and after the main one.

Figure 3. 2D contour plots of the reduced velocity distribution functions of protons (top) and alpha particles (bottom) plotted in the rest frame coordinate system and at 03:27:55.78 UT on July 17th (red vertical dashed line in Figure 2) [11].

 

This study has been published in Denise Perrone, et al. 2023, Frontiers in Astronomy and Space Sciences, 10, 1250219 https://doi.org/10.3389/fspas.2023.1250219

 

Acknowledgements

Solar Orbiter is a space mission of international collaboration between ESA and NASA, operated by ESA. Solar Orbiter Solar Wind Analyser (SWA) data are derived from scientific sensors which have been designed and created, and are operated under funding provided in numerous contracts from the UK Space Agency (UKSA), the UK Science and Technology Facilities Council (STFC), the Agenzia Spaziale Italiana (ASI), the Centre National d’Etudes SpaDales (CNES, France), the Centre National de la Recherche Scientifique (CNRS, France), the Czech contribution to the ESA PRODEX programme and NASA. DP, SP, and AS would like to acknowledge the International Space Science Institute (ISSI) for its support of the team “Unravelling solar wind microphysics in the inner heliosphere” dedicated in part to the analysis of Solar Orbiter data.

 

Affiliations

1 ASI—Italian Space Agency, Rome, Italy; denise.perrone@asi.it

2 Space Research Institute, Austrian Academy of Sciences, Graz, Austria

3 National Institute for Astrophysics, Institute for Space Astrophysics and Planetology, Rome, Italy

4 Dipartimento di Fisica, Università Della Calabria, Rende, Italy

 

References

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Nuggets archive

 

2026

27/05/2026: High-resolution observations of small-scale activity in coronal hole plumes (nugget #92)

13/05/2026: When coronal plumes form, sulfur becomes enriched (nugget #91)

06/05/2026: Periodic density structures in Solar Orbiter data: radial evolution and embedded helical structures (nugget #90)

15/04/2026: Non-LTE Analysis of Pre-eruptive Prominence Plasma Parameters’ Effects on the Lyman-beta and Lyman-gamma Lines with Solar Orbiter SPICE Observations (nugget #89)

08/04/2026: Compression structures in the foreshock of collisionless shocks (nugget #88)

11/03/2026: Fraction of energy carried by coherent structures in the turbulent cascade in the solar wind (nugget #87)

04/03/2026: Evolution of flare ribbon bead-like structures in a solar flare (nugget #86)

18/02/2026: Combined Metis and EUI Observations for Streamer Characterization (nugget #85)

11/02/2026: Long-lived Magnetic Switchbacks Tracked across 0.32 au through BepiColombo-Solar Orbiter Radial Alignment (nugget #84)

04/02/2026: The First Quantitative Study of Tail Regrowth of CME-Driven Disconnection in Comet C/2023 P1 Nishimura Observed by SoloHI (nugget #83)

 

14/01/2026: Identifying variability of solar flare energy transport mechanisms via Solar Orbiter's "Major Flare" campaign  (nugget #82)

14/01/2026: The first out-of-ecliptic observations of the polar magnetic field of the Sun  (nugget #81)

07/01/2026: Accessing the fine temporal scale of euv brightenings and their quasi periodic pulsations: 1-second cadence observations by Solar Orbiter/EUI (nugget #80)

 

2025

10/12/2025: The first joint observations of EUV jets and spicules with Solar Orbiter and BBSO (nugget #79)

03/12/2025: Solar Orbiter reveals ultra-fine magnetic reconnection processes in filament eruptions (nugget #78)

19/11/2025: Thin coronal jets and plasmoid observations simulations (nugget #77)

12/11/2025: Near-continuous tracking of a super active region for three solar rotations (nugget #76)

05/11/2025: The Solar Orbiter merged magnetic field dataset (nugget #75)

15/10/2025: From Isopoly to Bipoly: refining solar wind thermal modeling with Solar Orbiter (nugget #74)

08/10/2025: First coordinated observations between Solar Orbiter and the Daniel K. Inouye Solar Telescope (nugget #73)

01/10/2025: Solar Orbiter's COSEEcat: a large statistical study of the acceleration and transport of energetic electrons in the corona and inner heliosphere (nugget #72)

24/09/2025: Observational constraints on the radial evolution of O6 temperature and differential flow in the inner heliosphere (nugget #71)

17/09/2025:The delayed arrival of faster solar energetic particles as a probe into the shock acceleration process (nugget #70)

10/09/2025: Evolution of an eruptive prominence from the corona to interplanetary space (nugget #69)

13/08/2025: Inverse velocity dispersion in solar energetic particle events (nugget #68)

06/08/2025: Extreme-ultraviolet transient brightenings in the quiet sun corona (nugget #67)

30/07/2025: Cross-scale nature of decayless waves in the solar corona (nugget #66)

16/07/2025: Quasi-periodic pulsations in EUV brightenings (nugget #65)

25/06/2025: Connecting energetic electrons at the Sun and in the heliosphere through X-ray and radio diagnostics (nugget #64)

11/06/2025: Ubiquitous threshold for coherent structures in solar wind turbulence (nugget #63)

04/06/2025: Energetic proton bursts downstream of an interplanetary shock (nugget #62)

21/05/2025: A prolific flare factory: nearly continuous monitoring of an active region nest with Solar Orbiter (nugget #61)

14/05/2025: Multi-spacecraft radio observations trace the heliospheric magnetic field (nugget #60)

07/05/2025: Source of solar energetic particles with the largest 3He enrichment ever observed (nugget #59)

23/04/2025: High-resolution observations of clustered dynamic extreme-ultraviolet bright tadpoles near the footpoints of coronal loops (nugget #58)

09/04/2025: Bursty acceleration and 3D trajectories of electrons in a solar flare (nugget #57)

02/04/2025: Picoflare jets in the coronal holes and their link to the solar wind (nugget #56)

19/03/2025: Radial dependence of solar energetic particle peak fluxes and fluences (nugget #55)

12/03/2025: Analysis of solar eruptions deflecting in the low corona (nugget #54)

05/03/2025: Propagation of particles inside a magnetic cloud: Solar Orbiter insights (nugget #53)

26/02/2025: Assessment of the near-Sun axial magnetic field of the 10 March 2022 CME observed by Solar Orbiter from active region helicity budget (nugget #52)

19/02/2025: Rotation motions and signatures of the Alfvén waves in a fan-spine topology (nugget #51)

12/02/2025: 'Sun'day everyday: 2 years of Solar Orbiter science nuggets that shed light on some of our star's mysteries  (nugget #50)

22/01/2025: Velocity field in the solar granulation from two-vantage points  (nugget #49)

15/01/2025: First joint X-ray solar microflare observations with NuSTAR and Solar Orbiter/STIX  (nugget #48)

 

2024

18/12/2024: Shocks in tandem : Solar Orbiter observes a fully formed forward-reverse shock pair in the inner heliosphere (nugget #47)

11/12/2024: High-energy insights from an escaping coronal mass ejection (nugget #46)

04/12/2024: Investigation of Venus plasma tail using the Solar Orbiter, Parker Solar Probe and Bepi Colombo flybys (nugget #45)

27/11/2024: Testing the Flux Expansion Factor – Solar Wind Speed Relation with Solar Orbiter data (nugget #44)

20/11/2024:The role of small scale EUV brightenings in the quiet Sun coronal heating (nugget #43)

13/11/2024: Improved Insights from the Suprathermal Ion Spectrograph on Solar Orbiter (nugget #42)

30/10/2024: Temporally resolved Type III solar radio bursts in the frequency range 3-13 MHz (nugget #41)

23/10/2024: Resolving proton and alpha beams for improved understanding of plasma kinetics: SWA-PAS observations (nugget #40)

25/09/2024: All microflares that accelerate electrons to high-energies are rooted in sunspots (nugget #39)

25/09/2024: Connecting Solar Orbiter and L1 measurements of mesoscale solar wind structures to their coronal source using the Adapt-WSA model (nugget #38)

18/09/2024: Modelling the global structure of a coronal mass ejection observed by Solar Orbiter and Parker Solar Probe (nugget #37)

28/08/2024: Coordinated observations with the Swedish 1m Solar Telescope and Solar Orbiter (nugget #36)

21/08/2024: Multi-source connectivity drives heliospheric solar wind variability (nugget #35)

14/08/2024: Composition Mosaics from March 2022 (nugget #34)

26/06/2024: Quantifying the diffusion of suprathermal electrons by whistler waves between 0.2 and 1 AU with Solar Orbiter and Parker Solar Probe (nugget #33)

19/06/2024: Coordinated Coronal and Heliospheric Observations During the 2024 Total Solar Eclipse (nugget #32)

05/06/2024: Solar Orbiter in-situ observations of electron beam – Langmuir wave interactions and how they modify electron spectra (nugget #31)

29/05/2024: SoloHI's viewpoint advantage: Tracking the first major geo-effective coronal mass ejection of the current solar cycle (nugget #30)

22/05/2024: Real time space weather prediction with Solar Orbiter (nugget #29)

15/05/2024: Hard X ray and microwave pulsations: a signature of the flare energy release process (nugget #28)

01/02/2024: Relativistic electrons accelerated by an interplanetary shock wave (nugget #27)

18/01/2024: Deformations in the velocity distribution functions of protons and alpha particles observed by Solar Orbiter in the inner heliosphere (nugget #26)

11/01/2024: Modelling Two Consecutive Energetic Storm Particle Events observed by Solar Orbiter (nugget #25)

 

2023

14/12/2023: Understanding STIX hard X-ray source motions using field extrapolations (nugget #24)

07/12/2023: Multi-Spacecraft Observations of the 2022 March 25 CME and EUV Wave: An Analysis of their Propagation and Interrelation (nugget #23)

16/11/2023: EUI data reveal a "steady" mode of coronal heating (nugget #22)

09/11/2023: A new solution to the ambiguity problem (nugget #21)

02/11/2023: Solar Orbiter and Parker Solar Probe jointly take a step forward in understanding coronal heating (nugget #20)

25/10/2023: Observations of mini coronal dimmings caused by small-scale eruptions in the quiet Sun (nugget #19)

18/10/2023: Fleeting small-scale surface magnetic fields build the quiet-Sun corona (nugget #18)

11/10/2023: Unusually long path length for a nearly scatter free solar particle event observed by Solar Orbiter at 0.43 au (nugget #17)

27/09/2023: Solar Orbiter reveals non-field-aligned solar wind proton beams and its role in wave growth activities (nugget #16)

20/09/2023: Polarisation of decayless kink oscillations of solar coronal loops (nugget #15)

23/08/2023: A sharp EUI and SPICE look into the EUV variability and fine-scale structure associated with coronal rain (nugget #14)

02/08/2023: Solar Flare Hard Xrays from the anchor points of an eruptive filament (nugget #13)

28/06/2023: 3He-rich solar energetic particle events observed close to the Sun on Solar Orbiter (nugget #12)

14/06/2023: Observational Evidence of S-web Source of Slow Solar Wind (nugget #11)

31/05/2023: An interesting interplanetary shock (nugget #10)

24/05/2023: High-resolution imaging of coronal mass ejections from SoloHI (nugget #9)

17/05/2023: Direct assessment of far-side helioseismology using SO/PHI magnetograms (nugget #8)

10/05/2023: Measuring the nascent solar wind outflow velocities via the doppler dimming technique (nugget #7)

26/04/2023: Imaging and spectroscopic observations of EUV brightenings using SPICE and EUI on board Solar Orbiter (nugget #6)

19/04/2023: Hot X-ray onset observations in solar flares with Solar Orbiter/STIX (nugget #5)

12/04/2023: Multi-scale structure and composition of ICME prominence material from the Solar Wind Analyser suite (nugget #4)

22/03/2023: Langmuir waves associated with magnetic holes in the solar wind (nugget #3)

15/03/2023: Radial dependence of the peak intensity of solar energetic electron events in the inner heliosphere (nugget #2)

08/03/2023: New insights about EUV brightenings in the quiet sun corona from the Extreme Ultraviolet Imager (nugget #1)