Science nugget: Quantifying the diffusion of suprathermal electrons by whistler waves with Solar Orbiter - Solar Orbiter
Quantifying the diffusion of suprathermal electrons by whistler waves between 0.2 and 1 AU with Solar Orbiter and Parker Solar Probe
(Solar Orbiter Nugget #33 by L. Colomban1, M. Kretzschmar1, V. Krasnoselkikh1,2, O. V. Agapitov2,3, C. Froment1, M. Maksimovic4, M. Berthomier5, Yu. V. Khotyainsev6, D. B. Graham6 and S. Bale2,7)
Introduction
In the solar wind, it is common to distinguish three categories of electron populations. The core represents the thermal electrons at low energies [1–3]. The suprathermal electrons of the halo have higher energies and are often represented by kappa distributions [4–6]. The Strahl is a beam of high-energy electrons that follows the magnetic field lines, propagating in the anti-sunward direction [1].
The evolution of these populations with heliocentric distance exhibits different features that are still unexplained. In particular, the angular width of the Strahl increases with distance, which is linked to an increase in the relative proportion of the halo [2,3,7–9]. These evolutions cannot be explained by an adiabatic propagation or by Coulomb collisions [10,11]. Wave-particle interactions between electrons and whistler waves have often been proposed to explain these phenomena [12–16].
Here we used Solar Orbiter and Parker Solar Probe observations together with quasi-linear theory to quantify the diffusion of Strahl electrons by whistler waves between 0.2 AU and 1 AU.
Whistler wave statistics
The interactions between whistler waves and Strahl electrons depend on the polarization parameters of the waves. The most important parameters are the angle of propagation relative to the magnetic field and the radial direction of propagation (sunward or anti-sunward). Oblique or sunward waves are very effective in diffusing the Strahl [13,15]. Numerous theoretical and numerical studies have predicted the important role of oblique waves in the Strahl scattering [13–16].
In this study, we use data from Solar Orbiter and Parker Solar Probe to measure polarization parameters and wave occurrence. More than 110,000 whistler wave packets are detected and analyzed, which is the largest statistical study of whistler waves in the solar wind to date.

Figure 1: Panel a): Whistler wave occurrence as a function of heliocentric distance. Panel b): Normalized histogram of the number of whistler waves as a function of the propagation angle for different heliocentric distances.
Figure 1a shows that the occurrence rate increases from 1 to 0.6 AU and decreases from 0.6 to 0.2 AU, and that sunward waves begin to appear around 0.2 AU. There are virtually no very oblique waves (θ≥70°) and most whistler waves are quasi-aligned with the magnetic field (Figure 1b). Indeed, only 7.5% of the waves have a propagation angle larger than 15°. Between 15° and up to 45°, one can notice a slight change in the slope of the distribution with respect to smaller angles; this is accompanied by changes in the amplitude, phase speed, and duration (not shown). These slightly oblique waves are interesting because they can interact more efficiently with the Strahl than quasi-aligned waves. Some sunward whistlers are present between 0.3 and 1 AU (not visible in Figure 1a) but are associated with switchbacks exhibiting a complete reversal of the radial component. Such a configuration is illustrated in Figure 2. As depicted, these sunward waves actually propagate in the same direction as the Strahl and do not interact with Strahl electrons as real counter-streaming waves. To keep this distinction in mind when discussing the impact of waves on suprathermal electrons, we propose to use the distinctive terms Strahl-aligned waves and counter-streaming whistler waves.

Figure 2: Sunward waves observed above 0.3 AU are actually aligned with Strahl electrons.
Diffusion of Strahl electrons by Whistler waves
To estimate the time scale of the electron diffusion in the velocity space we calculate the diffusion coefficients in the framework of quasi-linear theory [17–19].
These coefficients are computed from the characteristics of the waves and take into account their polarization properties, their amplitudes, and the resonant conditions of wave-particle interactions. We describe each wave packet encounter by a "kick widening":, where the index i numerates wave packet. We sum the effect of these small kicks along the electron propagation in the solar wind, taking into account the observed wave properties and occurrence, to obtain the total diffusion Da.
Da is shown in Figure 3a. The observed Strahl pitch angle width is indicated by a black dotted vertical line and the numbers correspond to the resonance orders. We can see that the total effect of the diffusion at the observed pitch angle width is of the order of a few degrees (on 0.1 AU), which is of the order of magnitude expected by the measurement of the electron distribution function. This scattering is mainly due to the slightly oblique waves, which are therefore responsible for the increase in the angular width of the Strahl.
The process of electron diffusion by the kicking of whistler waves is shown in Figure 3b. The arrow at the Strahl pitch angle width represents the Strahl diffusion and the transfer of electrons from the Strahl to the halo.

Figure 3: Integrated effect of whistler waves on Strahl electron diffusion Panel a): Integrated diffusion coefficients. Panel b): Scheme of the evolution of the electron velocity distribution function in the velocity plane and its interaction with whistler waves. The blue circle represents the core electrons, the green circle the halo electrons, and the red/pink beam the Strahl electrons. The hand represents the "small kicks". The resonance orders are indicated. One of the single-wave characteristics (centered around v_(φ||), the phase speed) is represented by an orange dotted line. The path of the diffusing electrons is indicated by the arrows. This diffusion takes place around parallel resonance speeds. The black dotted line represents the Strahl pitch angle width.
Acknowledgments
L.C, M.K, V.K, C.F, M.M, and M.B acknowledge CNES, which supported this work and the development of RPW and SWA/EAS on Solar Orbiter and FIELDS/SCM on Parker Solar Probe. The UK Space Agency (grant ST/T001062/1) supports the Solar Orbiter's magnetometer operations. The Solar Orbiter SWA research at UCL/MSSL is currently supported by the STFC grants ST/T001356/1 and ST/S000240/1. Johns Hopkins Applied Physics Laboratory designed, built, and operates, Parker Solar Probe (contract NNN06AA01C). Parker Solar Probe is part of NASA’s Living with a Star (LWS) program. We thank the FIELDS and the RPW teams for providing the data. The data used in this work can be found in the Solar Orbiter archive (http://soar.esac.esa.int/soar/) and NASA CDAWeb (https://cdaweb.gsfc.nasa.gov/index.html).
Affiliations
- LPC2E, CNRS/University of Orléans/CNES, 3A avenue de la Recherche Scientifique, Orléans, France
- Space Sciences Laboratory, University of California, Berkeley, CA, USA
- Astronomy and Space Physics Department, National Taras Shevchenko University of Kyiv, Kyiv, Ukraine
- LESIA, Observatoire de Paris, Université PSL, CNRS, Sorbonne Université, Université de Paris, Meudon, France
- LPP, CNRS, Ecole Polytechnique, Sorbonne Université, Observatoire de Paris, Université Paris-Saclay, Palaiseau, Paris, France
- Swedish Institute of Space Physics (IRF), Uppsala, Sweden
- Physics Department, University of California, Berkeley, CA, USA
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